Fractional CTO Services
for Asset Managers
Scale efficiently in evolving regulatory environments through strategic technology leadership, proven processes, and deep Fintech expertise.
Contact UsTechnology Leadership That Drives Growth
Comprehensive fractional CTO services designed specifically for asset managers navigating complex regulatory requirements and scaling challenges.
Strategic Technology Planning
- Technology assessment and roadmap development
- Build vs. buy technology assessments
- Vendor selection and management
- Budget planning and ROI analysis
- Team scaling and organizational design
- Emerging technology evaluation & AI Strategy
- Digital transformation strategy
Regulatory Technology & Compliance
- FINRA and SEC audit and application technology support (Broker-Dealer, RIA, 40 Act, 33 Act, Private Funds, Venture Funds)
- Trade monitoring and surveillance systems
- AML/KYC implementation
- GDPR/PII data governance frameworks
- Rule 17a-4 compliant data retention
- SOX compliant workflow automation
- Penetration testing and security audit programs
Fund Operations & Accounting Technology
- ETF and private fund accounting systems
- Daily NAV reconciliation automation
- Performance and Waterfall fee calculation systems
- Fund Administration integrations and shadow accounting
- Investor onboarding workflows
- Share creation and redemption processes
Data & Analytics Infrastructure
- Data warehouse design and implementation
- API integration architecture
- Automated reporting dashboards
- Business intelligence solutions
- Data governance and quality controls
- Performance analytics platforms
Investor Experience Technology
- Investor portal implementation
- Electronic subscription processes
- Document management systems
- Online payment and wire processing
- Mobile-responsive interfaces
- User management and access controls
- Deal and fundraising data rooms
Operational Excellence
- Process automation and workflow optimization
- Change management implementation
- Quality assurance frameworks
- Disaster recovery planning
- Business continuity systems
- IT Helpdesk infrastructure
- employee onboarding technology
Ready to Scale Your Technology?
Let's discuss how fractional CTO services can accelerate your firm's growth while ensuring regulatory compliance and operational excellence.
Ideal For:
- Asset managers from $50M to $50B+ AUM
- Firms preparing for regulatory licenses
- Organizations launching new fund strategies
- Teams needing interim technology leadership